Associate Analyst - Compliance Testing

The Associate Analyst - Compliance Testing will be responsible for supporting the maintenance and update of Regulatory Affairs and Ethical Conduct related policies, procedures, and processes. The role includes assisting the Head of Regulatory Affairs in the preparation of regulatory inspections and onsite visits, as well as tracking queries and issues received from regulators to ensure appropriate and timely allocation to respective Business Units.

Key Accountabilities

• Support in the tracking of Regulatory Gap assessment with the impacted Control/Business Units within the agreed timelines and record any action/issue within the GRC tool.
• Prepare MIS reports for internal regulatory affairs unit reporting and any relevant committee/ad-hoc requests.
• Ensure all RAU records (Reviews, fieldwork documentation, Ethical declaration forms, and requests) are adequately recorded in the shared folder.
• Maintain all Ethical Policies Framework registers for cases received through the dedicated channel and support data presented in Compliance reports with documentary evidence and emails.

Requirements

• Bachelor’s Degree in Science, Finance, Business, or any related subject.
• Experience in Banking, Compliance, or Risk is an advantage.
• Fluency in English.
• Good communication skills and ability to interact with multiple stakeholders and work independently.
• Ability to adopt a problem-solving approach.
• Strong interpersonal skills with the ability to communicate with impact and build healthy professional connections.

Location
United Arab Emirates