About the Job
Our Compliance team blends regulatory expertise with data-driven thinking to ensure our products meet legal and policy requirements, delivering real value to customers. In a fast-moving digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.
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We are looking for a Business Compliance Manager to advise, challenge, and oversee compliance risks across our investment and trading products within private banking. You'll enable innovation while meeting global regulatory expectations.
What You'll Be Doing
- Reviewing and approving new initiatives and entity expansions
- Providing strategic guidance to product, operations, and marketing teams on building new initiatives in a compliant and pragmatic way
- Overseeing the entities distributing private banking propositions with respect to product reviews, complaints, conduct of Private Bankers, and their compliance with internal policy requirements
- Reviewing and approving financial promotions and client communications
- Developing and updating global private banking control frameworks regarding conduct, sales quality standards, financial promotions, product governance, etc. to enable safe business growth
What You'll Need
- Experience in regulatory change management, and a track record of assessing regulatory impact
- Familiarity with end-to-end policy, procedure, and control design
- Experience approving financial promotions and client communications in regulated environments
- Expertise in product governance and conduct, covering complaints, conflicts of interest, costs/charges disclosures, and vulnerable client frameworks
- In-depth knowledge of MiFID
Building a global financial super app isn’t enough. Our team members are a priority, which is why we launched our inaugural D&I Framework in 2021, aimed at helping us thrive and grow every day. We encourage applications from individuals with diverse backgrounds and experiences to join this multicultural, hard-working team.
Important Notice for Candidates:
Job scams are on the rise. Please keep the following guidelines in mind when applying for any open roles:
- Only apply through official channels. We don’t use any third-party services or platforms for recruitment.
- Always double-check the emails you receive. Ensure all communications are from official emails with the appropriate domain.
We will not ask for payment or personal financial information during the hiring process. If you are asked for this, it is a scam and should be reported immediately.
By submitting this application, I confirm that all information provided is true to the best of my knowledge, and that I have not willfully suppressed any material fact. I acknowledge that if any information is false or incorrect, my application may be rejected or my employment terminated.
